Robert N. Duelks - Feb 16, 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Director
Signature: Maria Allen, Power of Attorney
Stock symbol: BR
Transactions as of: Feb 16, 2022
Transactions value $: -$1,707,302
Form type: 4
Date filed: 2/18/2022, 03:15 PM
Previous filing: Jan 7, 2022
Next filing: Apr 7, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$274K	+12.1K	+54.14%	$22.67	34.4K	Feb 16, 2022	Direct
transaction	BR	Common Stock	Options Exercise	$213K	+9.98K	+29.04%	$21.29	44.4K	Feb 16, 2022	Direct
transaction	BR	Common Stock	Tax liability	-$682K	-4.7K	-10.6%	$145.04	39.7K	Feb 16, 2022	Direct	F1
transaction	BR	Common Stock	Tax liability	-$836K	-5.76K	-14.53%	$145.04	33.9K	Feb 16, 2022	Direct	F1
transaction	BR	Common Stock	Sale	-$189K	-1.3K	-14.44%	$145.75	7.7K	Feb 16, 2022	BOMAR II LLC	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	Stock Option (Right to Buy)	Options Exercise	-$213K	-9.98K	-100%	$21.29	0	Feb 16, 2022	Common Stock	9.98K	$21.29	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	-$274K	-12.1K	-100%	$22.67	0	Feb 16, 2022	Common Stock	12.1K	$22.67	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.0000 - $145.4200, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2	The reporting person, along with his wife, Mary E. Duelks are members of BOMAR II LLC (the "LLC") through the Robert N. Duelks Revocable Trust dated January 11, 2007 and the Mary E. Duelks Revocable Trust dated January 11, 2007. Ownership in the LLC is held by various Grantor Retained Annuity Trusts ("GRATS") in which the reporting person and his wife act as Trustees.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.0000 - $145.4200, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

The reporting person, along with his wife, Mary E. Duelks are members of BOMAR II LLC (the "LLC") through the Robert N. Duelks Revocable Trust dated January 11, 2007 and the Mary E. Duelks Revocable Trust dated January 11, 2007. Ownership in the LLC is held by various Grantor Retained Annuity Trusts ("GRATS") in which the reporting person and his wife act as Trustees.