Beth Ann Costello - Dec 31, 2021 Form 5 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
EVP and CFO
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Stock symbol
HIG
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/14/2022, 07:13 PM
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Gift $0 -5K -9.31% $0.00 48.7K Jan 7, 2021 Direct F1, F2
transaction HIG Common Stock Gift $0 -5K -11.04% $0.00 40.3K May 3, 2021 Direct F1
transaction HIG Common Stock Gift $0 -11 -99.19% $0.00 0.087 May 11, 2021 By Spouse F3, F4
transaction HIG Common Stock Gift $0 -0.087 -96.67% $0.00* 0 May 14, 2021 By Spouse F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HIG Stock Option 47.2K Dec 31, 2021 Common Stock 47.2K $35.83 Direct F5
holding HIG Stock Option 77.8K Dec 31, 2021 Common Stock 77.8K $41.25 Direct F6
holding HIG Stock Option 72.1K Dec 31, 2021 Common Stock 72.1K $43.59 Direct F7
holding HIG Stock Option 70.7K Dec 31, 2021 Common Stock 70.7K $48.89 Direct F8
holding HIG Stock Option 75.8K Dec 31, 2021 Common Stock 75.8K $49.01 Direct F9
holding HIG Stock Option 67.2K Dec 31, 2021 Common Stock 67.2K $51.87 Direct F10
holding HIG Stock Option 63.2K Dec 31, 2021 Common Stock 63.2K $53.81 Direct F11
holding HIG Stock Option 71.3K Dec 31, 2021 Common Stock 71.3K $55.27 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift to a charitable institution.
F2 Due to an issue with our filing platform, the amount shown in this column represents the reporting person's beneficial ownership following the transaction reported. On December 31, 2021, the reporting person beneficially owned 40,285.037 shares of Common Stock.
F3 This transaction involved a gift to a charitable institution, by the reporting person's spouse.
F4 Due to an issue with our filing platform, the amount shown in this column represents shares held by the reporting person's spouse following the transaction reported. On December 31, 2021, the reporting person's spouse held no shares of Common Stock.
F5 The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F6 The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F7 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F8 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F9 One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F10 One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F11 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F12 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.