Christopher Swift - 31 Dec 2021 Form 5 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role: Chairman and CEO, Director
Signature: Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol: HIG
Transactions as of: 31 Dec 2021
Net transactions value: $0
Form type: 5
Filing time: 14 Feb 2022, 19:13:29 UTC
Previous filing: 15 Nov 2021
Next filing: 14 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HIG	Common Stock	Gift	$0	-32,360	-23%	$0.000000	105,563	22 Jun 2021	Direct	F1, F2
holding	HIG	Common Stock						43,179	31 Dec 2021	By Spouse
holding	HIG	Common Stock						45,861	31 Dec 2021	Swift Family Gift Trust
holding	HIG	Common Stock						110,390	31 Dec 2021	Swift Family Legacy Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HIG	Stock Option						141,388	31 Dec 2021	Common Stock	141,388	$24.15	Direct	F3
holding	HIG	Stock Option						103,872	31 Dec 2021	Common Stock	103,872	$35.83	Direct	F4
holding	HIG	Stock Option						301,887	31 Dec 2021	Common Stock	301,887	$41.25	Direct	F5
holding	HIG	Stock Option						294,481	31 Dec 2021	Common Stock	294,481	$43.59	Direct	F6
holding	HIG	Stock Option						302,908	31 Dec 2021	Common Stock	302,908	$48.89	Direct	F7
holding	HIG	Stock Option						352,263	31 Dec 2021	Common Stock	352,263	$49.01	Direct	F8
holding	HIG	Stock Option						310,820	31 Dec 2021	Common Stock	310,820	$51.87	Direct	F9
holding	HIG	Stock Option						284,819	31 Dec 2021	Common Stock	284,819	$53.81	Direct	F10
holding	HIG	Stock Option						327,679	31 Dec 2021	Common Stock	327,679	$55.27	Direct	F11

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a gift to a charitable institution.
F2	Due to an issue with our filing platform, the amount shown in this column represents the reporting person's beneficial ownership following the transaction reported. On December 31, 2021, the reporting person beneficially owned 101,216.680 shares of Common Stock.
F3	The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F4	The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F5	The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F6	The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F7	The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F8	One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F9	One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F10	The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F11	One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.