Kathleen M. Bromage - 31 Dec 2021 Form 5 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
Executive Vice President
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol
HIG
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
14 Feb 2022, 19:13:19 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Gift $0 -3,810 -10% $0.000000 33,647 14 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HIG Stock Option 12,356 31 Dec 2021 Common Stock 12,356 $43.59 Direct F2
holding HIG Stock Option 16,155 31 Dec 2021 Common Stock 16,155 $48.89 Direct F3
holding HIG Stock Option 21,349 31 Dec 2021 Common Stock 21,349 $49.01 Direct F4
holding HIG Stock Option 19,321 31 Dec 2021 Common Stock 19,321 $51.87 Direct F5
holding HIG Stock Option 16,021 31 Dec 2021 Common Stock 16,021 $53.81 Direct F6
holding HIG Stock Option 20,239 31 Dec 2021 Common Stock 20,239 $55.27 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Kathleen M. Bromage is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This transaction involved a gift to a charitable institution.
F2 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F3 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F4 One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F5 One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F6 One-third of the options became exercisable on February 27, 2019, an additional one-third of the options became exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
F7 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.