Richard A. Wurster - Feb 9, 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
President
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Feb 9, 2022
Transactions value $
-$3,130,436
Form type
4
Date filed
2/10/2022, 11:36 AM
Previous filing
Nov 3, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $1.09M +26.1K +29.98% $41.63 113K Feb 9, 2022 Direct
transaction SCHW Common Stock Options Exercise $906K +20.5K +18.13% $44.24 134K Feb 9, 2022 Direct
transaction SCHW Common Stock Options Exercise $690K +14.9K +11.14% $46.39 148K Feb 9, 2022 Direct
transaction SCHW Common Stock Sale -$5.81M -61.4K -41.4% $94.62 87K Feb 9, 2022 Direct F1
holding SCHW Common Stock 3.1K Feb 9, 2022 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -26.1K -50% $0.00 26.1K Feb 9, 2022 Common Stock 26.1K $41.63 Direct
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -20.5K -100% $0.00* 0 Feb 9, 2022 Common Stock 20.5K $44.24 Direct
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -14.9K -75% $0.00 4.96K Feb 9, 2022 Common Stock 14.9K $46.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $94.42 to $94.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.