Richard A. Wurster - 09 Feb 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
President
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
09 Feb 2022
Net transactions value
-$3,130,436
Form type
4
Filing time
10 Feb 2022, 11:36:11 UTC
Previous filing
03 Nov 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $1,085,252 +26,069 +30% $41.63 113,023 09 Feb 2022 Direct
transaction SCHW Common Stock Options Exercise $906,301 +20,486 +18% $44.24 133,509 09 Feb 2022 Direct
transaction SCHW Common Stock Options Exercise $689,727 +14,868 +11% $46.39 148,377 09 Feb 2022 Direct
transaction SCHW Common Stock Sale $5,811,715 -61,423 -41% $94.62 86,954 09 Feb 2022 Direct F1
holding SCHW Common Stock 3,104 09 Feb 2022 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -26,069 -50% $0.000000 26,069 09 Feb 2022 Common Stock 26,069 $41.63 Direct
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -20,486 -100% $0.000000* 0 09 Feb 2022 Common Stock 20,486 $44.24 Direct
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -14,868 -75% $0.000000 4,956 09 Feb 2022 Common Stock 14,868 $46.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $94.42 to $94.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.