Neil G. Mitchill Jr. - 05 Feb 2022 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
EVP, Chief Financial Officer
Signature
/s/ Dana Ng as Attorney-In-Fact
Issuer symbol
RTX
Transactions as of
05 Feb 2022
Net transactions value
-$955,306
Form type
4
Filing time
08 Feb 2022, 16:41:23 UTC
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +15,046 +103% $0.000000 29,659 05 Feb 2022 Direct F1
transaction RTX Common Stock Options Exercise $0 +10,287 +35% $0.000000 39,946 05 Feb 2022 Direct F1
transaction RTX Common Stock Tax liability $443,658 -4,770 -12% $93.01 35,176 05 Feb 2022 Direct
transaction RTX Common Stock Tax liability $511,648 -5,501 -16% $93.01 29,675 05 Feb 2022 Direct
holding RTX Common Stock 918 05 Feb 2022 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -10,287 -16% $0.000000 54,408 05 Feb 2022 Common Stock 10,287 Direct F1, F2
transaction RTX Restricted Stock Units Options Exercise $0 -15,046 -28% $0.000000 39,362 05 Feb 2022 Common Stock 15,046 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.
F3 Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.