Peter J. Morgan III - Feb 8, 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
MD, EVP, and General Counsel
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Feb 8, 2022
Transactions value $
-$218,387
Form type
4
Date filed
2/8/2022, 03:00 PM
Previous filing
Feb 1, 2022
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $101K +2.28K +49.74% $44.24 6.86K Feb 8, 2022 Direct
transaction SCHW Common Stock Options Exercise $102K +2.2K +32.14% $46.39 9.06K Feb 8, 2022 Direct
transaction SCHW Common Stock Sale -$421K -4.48K -49.46% $94.04 4.58K Feb 8, 2022 Direct F1
holding SCHW Common Stock 143 Feb 8, 2022 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -2.28K -100% $0.00* 0 Feb 8, 2022 Common Stock 2.28K $44.24 Direct
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -2.2K -50% $0.00 2.2K Feb 8, 2022 Common Stock 2.2K $46.39 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $94.00 to $94.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.