Norman M. Brothers Jr. - 02 Feb 2022 Form 4 Insider Report for UNITED PARCEL SERVICE INC (UPS)

Role
Chief Legal & Compliance Off
Signature
Eli Brown, Power of Attorney
Issuer symbol
UPS
Transactions as of
02 Feb 2022
Net transactions value
-$846,575
Form type
4
Filing time
04 Feb 2022, 15:19:56 UTC
Previous filing
28 Jan 2022
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPS Class A Common Stock Options Exercise $372,505 +3,500 +9.2% $106.43 41,381 02 Feb 2022 Direct F1
transaction UPS Class A Common Stock Options Exercise $208,610 +1,952 +4.7% $106.87 43,333 02 Feb 2022 Direct F1
transaction UPS Class A Common Stock Options Exercise $143,710 +1,455 +3.4% $98.77 44,788 02 Feb 2022 Direct F1
transaction UPS Class A Common Stock Tax liability $279,764 -1,230 -2.7% $227.45 43,558 02 Feb 2022 Direct F1
transaction UPS Class A Common Stock Sale $1,291,637 -5,677 -13% $227.52 37,881 02 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UPS Option to Purchase UPS Class A Common Options Exercise $0 -1,952 -50% $0.000000 1,952 02 Feb 2022 Class A Common Stock 1,952 $106.87 Direct F2
transaction UPS Option to Purchase UPS Class A Common Options Exercise $0 -3,500 -36% $0.000000 6,290 02 Feb 2022 Class A Common Stock 3,500 $106.43 Direct F3
transaction UPS Option to Purchase UPS Class A Common Options Exercise $0 -1,455 -100% $0.000000* 0 02 Feb 2022 Class A Common Stock 1,455 $98.77 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 478.6773 shares in the reporting person's 401(k) account.
F2 Option to purchase 9,759 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018.
F3 Option to purchase 9,790 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019.
F4 Option to purchase 7,275 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017.