Norman M. Brothers Jr - Feb 2, 2022 Form 4 Insider Report for UNITED PARCEL SERVICE INC (UPS)

Role
Chief Legal & Compliance Off
Signature
Eli Brown, Power of Attorney
Stock symbol
UPS
Transactions as of
Feb 2, 2022
Transactions value $
-$846,575
Form type
4
Date filed
2/4/2022, 03:19 PM
Previous filing
Jan 28, 2022
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPS Class A Common Stock Options Exercise $373K +3.5K +9.24% $106.43 41.4K Feb 2, 2022 Direct F1
transaction UPS Class A Common Stock Options Exercise $209K +1.95K +4.72% $106.87 43.3K Feb 2, 2022 Direct F1
transaction UPS Class A Common Stock Options Exercise $144K +1.46K +3.36% $98.77 44.8K Feb 2, 2022 Direct F1
transaction UPS Class A Common Stock Tax liability -$280K -1.23K -2.75% $227.45 43.6K Feb 2, 2022 Direct F1
transaction UPS Class A Common Stock Sale -$1.29M -5.68K -13.03% $227.52 37.9K Feb 2, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UPS Option to Purchase UPS Class A Common Options Exercise $0 -1.95K -50% $0.00 1.95K Feb 2, 2022 Class A Common Stock 1.95K $106.87 Direct F2
transaction UPS Option to Purchase UPS Class A Common Options Exercise $0 -3.5K -35.75% $0.00 6.29K Feb 2, 2022 Class A Common Stock 3.5K $106.43 Direct F3
transaction UPS Option to Purchase UPS Class A Common Options Exercise $0 -1.46K -100% $0.00* 0 Feb 2, 2022 Class A Common Stock 1.46K $98.77 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 478.6773 shares in the reporting person's 401(k) account.
F2 Option to purchase 9,759 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018.
F3 Option to purchase 9,790 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019.
F4 Option to purchase 7,275 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017.