THOMAS D. BARRY - 01 Feb 2022 Form 4 Insider Report for SIRIUS XM HOLDINGS INC. (SIRI)

Role
Senior VP & Controller
Signature
/s/Patrick L. Donnelly, attorney in fact
Issuer symbol
SIRI
Transactions as of
01 Feb 2022
Net transactions value
+$1,463,626
Form type
4
Filing time
03 Feb 2022, 17:08:18 UTC
Previous filing
01 Dec 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIRI Common Stock Tax liability $494,242 -77,711 -18% $6.36 350,728 01 Feb 2022 Direct F1
transaction SIRI Common Stock Award $0 +123,940 +35% $0.000000 474,668 02 Feb 2022 Direct F2
transaction SIRI Common Stock Award $0 +74,627 +16% $0.000000 549,295 02 Feb 2022 Direct F3
holding SIRI Common Stock 14,276 01 Feb 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SIRI Stock Option (Right to Buy) Award $1,957,868 +293,094 $6.68 293,094 02 Feb 2022 Common Stock 293,094 $6.68 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units and related dividends.
F2 Represents shares of common stock underlying a February 10, 2020 grant of performance-based restricted stock units, including related dividend equivalent units, upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on February 10, 2023, subject to the reporting person's continuing employment with Sirius XM.
F3 Approximately one-third of restricted stock units will vest on each of 2/2/23; 2/2/24 and 2/2/25.
F4 Approximately one-third of options will vest on each of 2/2/23; 2/2/24 and 2/2/25.