Edmund Reese - 31 Jan 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Corporate VP and CFO
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
31 Jan 2022
Net transactions value
-$435,504
Form type
4
Filing time
02 Feb 2022, 10:55:43 UTC
Previous filing
16 Aug 2022
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +3,021 +175% $0.000000 4,744 31 Jan 2022 Direct F1
transaction BR Common Stock Tax liability $270,674 -1,700 -36% $159.22 3,044 31 Jan 2022 Direct
transaction BR Common Stock Options Exercise $0 +1,943 +64% $0.000000 4,987 01 Feb 2022 Direct F2
transaction BR Common Stock Tax liability $164,830 -1,075 -22% $153.33 3,912 01 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise $0 -3,021 -45% $0.000000 3,664 31 Jan 2022 Common Stock 3,021 $0.000000 Direct F1
transaction BR Restricted Stock Unit Options Exercise $0 -1,943 -53% $0.000000 1,721 01 Feb 2022 Common Stock 1,943 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on January 31, 2022 3,021 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2 Each Restricted Stock Unit represented one share of Broadridge common stock and on February 1, 2022 1,943 Restricted Stock Units vested and converted into an equal number of shares of common stock.