Edmund Reese - Jan 31, 2022 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Corporate VP and CFO
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Jan 31, 2022
Transactions value $
-$435,504
Form type
4
Date filed
2/2/2022, 10:55 AM
Previous filing
Aug 16, 2022
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $0 +3.02K +175.33% $0.00 4.74K Jan 31, 2022 Direct F1
transaction BR Common Stock Tax liability -$271K -1.7K -35.83% $159.22 3.04K Jan 31, 2022 Direct
transaction BR Common Stock Options Exercise $0 +1.94K +63.83% $0.00 4.99K Feb 1, 2022 Direct F2
transaction BR Common Stock Tax liability -$165K -1.08K -21.56% $153.33 3.91K Feb 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Options Exercise $0 -3.02K -45.19% $0.00 3.66K Jan 31, 2022 Common Stock 3.02K $0.00 Direct F1
transaction BR Restricted Stock Unit Options Exercise $0 -1.94K -53.03% $0.00 1.72K Feb 1, 2022 Common Stock 1.94K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on January 31, 2022 3,021 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2 Each Restricted Stock Unit represented one share of Broadridge common stock and on February 1, 2022 1,943 Restricted Stock Units vested and converted into an equal number of shares of common stock.