Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NSC | Common Stock | Options Exercise | $0 | +2.3K | +3.93% | $0.00 | 60.8K | Jan 31, 2022 | Direct | F1 |
transaction | NSC | Common Stock | Tax liability | -$266K | -984 | -1.62% | $270.71 | 59.9K | Jan 31, 2022 | Direct | |
holding | NSC | Common Stock | 166 | Jan 31, 2022 | By 401(k) Plan | F2 | |||||
holding | NSC | Common Stock | 48.6K | Jan 31, 2022 | By Spouse | ||||||
holding | NSC | Common Stock | 11.6K | Jan 31, 2022 | By the E.H. Squires Irrevocable Trust | F3 | |||||
holding | NSC | Common Stock | 11.6K | Jan 31, 2022 | By the M.O. Squires Irrevocable Trust | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NSC | Restricted Stock Units | Options Exercise | -2.3K | -12.4% | 16.2K | Jan 31, 2022 | Common Stock | 2.3K | Direct | F1 |
Id | Content |
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F1 | Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 30, 2020, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments. |
F2 | Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of January 31, 2022, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices. |
F3 | Represents shares held by irrevocable trust for the benefit of the reporting person's child. The reporting person's spouse is the trustee of the trust. The reporting person has no pecuniary interest or investment control over these shares. |