James J. Odonovan - Jan 25, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Director
Signature
/s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol
NYCB
Transactions as of
Jan 25, 2022
Transactions value $
$0
Form type
4
Date filed
1/27/2022, 04:46 PM
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Award $0 +9.43K $0.00 9.43K Jan 25, 2022 By Stock Award XII F1
holding NYCB Common Stock 738K Jan 25, 2022 Direct F2
holding NYCB Common Stock 241K Jan 25, 2022 By 401(k) F3
holding NYCB Common Stock 388K Jan 25, 2022 By SERP F4
holding NYCB Common Stock 4.5K Jan 25, 2022 By Stock Award IX F5
holding NYCB Common Stock 3K Jan 25, 2022 By Stock Award VII F6
holding NYCB Common Stock 3K Jan 25, 2022 By Stock Award VIII F7
holding NYCB Common Stock 7.21K Jan 25, 2022 By Stock Award X F8
holding NYCB Common Stock 8.21K Jan 25, 2022 By Stock Award XI F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 9,434 shares granted under Stock Award XII on January 25, 2022 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 25, 2023.
F2 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F3 The New York Community Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP") was merged with and into the New York Community Bancorp, Inc. Employee Savings Plan, (the "401(k) Plan") and all assets of the ESOP were transferred to the 401(k) Plan. This transaction is exempt pursuant to Rule 16a-13. Prior to the merger of the ESOP into the 401(k) Plan, on November 24, 2021, a minimum required distribution was made by the ESOP. On December 16, 2021, a minimum required distribution was made by the 401(k) plan.
F4 This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
F5 The remaining 4,500 shares, granted under Stock Award IX on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
F6 The remaining 3,000 shares, granted under Stock Award VII on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022.
F7 The remaining 3,000 shares, granted under Stock Award VIII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022.
F8 The remaining 7,208 shares granted under Stock Award X on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on January 29, 2022.
F9 8,212 shares granted under Stock Award XI on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.

Remarks:

Since the reporting person's last report, 5,318 shares previously held by the reporting person as custodian for his grandson were transferred to such grandson upon his attainment of the age of majority and are no longer reported by the reporting person.