John Thomas Adams - Jan 14, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
EVP & CLO of Subsidiary
Signature
/s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol
NYCB
Transactions as of
Jan 14, 2022
Transactions value $
-$81,271
Form type
4
Date filed
1/18/2022, 03:20 PM
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability -$81.3K -6.13K -8.32% $13.26 67.5K Jan 14, 2022 Direct F1
holding NYCB Common Stock 40.1K Jan 14, 2022 By 401(k) F2
holding NYCB Common Stock 3K Jan 14, 2022 By Stock Award IV F3
holding NYCB Common Stock 4.8K Jan 14, 2022 By Stock Award V F4
holding NYCB Common Stock 15K Jan 14, 2022 By Stock Award VI F5
holding NYCB Common Stock 11.3K Jan 14, 2022 By Stock Award VII F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2 The New York Community Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP") was merged with and into the New York Community Bancorp, Inc. Employee Savings Plan, (the "401(k) Plan") and all assets of the ESOP were transferred to the 401(k) Plan. This transaction is exempt pursuant to Rule 16a-13.
F3 The remaining 3,000 shares, granted under Stock Award IV on January 14, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on January 14, 2023.
F4 The remaining 4,800 shares, granted under Stock Award V on January 14, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on January 14, 2023.
F5 The remaining 15,000 shares, granted under Stock Award VI on January 14, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on January 14, 2023.
F6 11,261 shares granted under Stock Award VII on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on February 26, 2022.