John J. Pinto - Jan 12, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Senior EVP & CFO
Signature
/s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol
NYCB
Transactions as of
Jan 12, 2022
Transactions value $
-$135,071
Form type
4
Date filed
1/13/2022, 12:27 PM
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Tax liability -$135K -10.2K -2.42% $13.28 411K Jan 12, 2022 Direct F1
holding NYCB Common Stock 33.1K Jan 12, 2022 By 401(k)
holding NYCB Common Stock 46.1K Jan 12, 2022 By ESOP
holding NYCB Common Stock 10.4K Jan 12, 2022 By Stock Award XI F2
holding NYCB Common Stock 10.8K Jan 12, 2022 By Stock Award XII F3
holding NYCB Common Stock 4.2K Jan 12, 2022 By Stock Award XIII F4
holding NYCB Common Stock 8.65K Jan 12, 2022 By Stock Award XIV F5
holding NYCB Common Stock 76K Jan 12, 2022 By Stock Award XV F6
holding NYCB Common Stock 14.3K Jan 12, 2022 By Stock Award XVI F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2 The remaining 10,352 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022.
F3 The remaining 10,834 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022.
F4 The remaining 4,196 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022.
F5 The remaining 8,649 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two approximately equal annual installments commencing on March 17, 2022.
F6 The remaining 76,042 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four approximately equal annual installments commencing on January 12, 2023.
F7 14,333 shares granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan. The shares will vest in three approximately equal annual installments commencing on February 26, 2022.