ELLIOT DOUGLAS G - 03 Jan 2022 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
President
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol
HIG
Transactions as of
03 Jan 2022
Net transactions value
-$3,047,719
Form type
4
Filing time
05 Jan 2022, 17:19:05 UTC
Previous filing
03 Jan 2022
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Options Exercise $136,154 +3,800 +1.8% $35.83 210,670 03 Jan 2022 Direct
transaction HIG Common Stock Sale $266,095 -3,800 -1.8% $70.02 206,870 03 Jan 2022 Direct F1, F2
transaction HIG Common Stock Options Exercise $2,967,906 +82,833 +40% $35.83 289,703 04 Jan 2022 Direct
transaction HIG Common Stock Options Exercise $32,247 +900 +0.31% $35.83 290,603 04 Jan 2022 Direct
transaction HIG Common Stock Sale $63,958 -900 -0.31% $71.06 289,703 04 Jan 2022 Direct F1, F3
transaction HIG Common Stock Sale $5,853,974 -82,833 -29% $70.67 206,870 04 Jan 2022 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HIG Stock Option Options Exercise $0 -3,800 -4.3% $0.000000 83,733 03 Jan 2022 Common Stock 3,800 $35.83 Direct F5
transaction HIG Stock Option Options Exercise $0 -900 -1.1% $0.000000 82,833 04 Jan 2022 Common Stock 900 $35.83 Direct F5
transaction HIG Stock Option Options Exercise $0 -82,833 -100% $0.000000* 0 04 Jan 2022 Common Stock 82,833 $35.83 Direct F5
holding HIG Stock Option 207,547 03 Jan 2022 Common Stock 207,547 $41.25 Direct F6
holding HIG Stock Option 190,486 03 Jan 2022 Common Stock 190,486 $43.59 Direct F7
holding HIG Stock Option 201,939 03 Jan 2022 Common Stock 201,939 $48.89 Direct F8
holding HIG Stock Option 219,898 03 Jan 2022 Common Stock 219,898 $49.01 Direct F9
holding HIG Stock Option 183,132 03 Jan 2022 Common Stock 183,132 $51.87 Direct F10
holding HIG Stock Option 178,012 03 Jan 2022 Common Stock 178,012 $53.81 Direct F11
holding HIG Stock Option 204,703 03 Jan 2022 Common Stock 204,703 $55.27 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on November 11, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.00 - $70.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $71.02 - $71.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.01 - $70.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F6 The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F7 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F8 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F9 One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F10 One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F11 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F12 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.