Elliot Douglas G - Jan 3, 2022 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
President
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Stock symbol
HIG
Transactions as of
Jan 3, 2022
Transactions value $
-$3,047,719
Form type
4
Date filed
1/5/2022, 05:19 PM
Previous filing
Jan 3, 2022
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Options Exercise $136K +3.8K +1.84% $35.83 211K Jan 3, 2022 Direct
transaction HIG Common Stock Sale -$266K -3.8K -1.8% $70.03 207K Jan 3, 2022 Direct F1, F2
transaction HIG Common Stock Options Exercise $2.97M +82.8K +40.04% $35.83 290K Jan 4, 2022 Direct
transaction HIG Common Stock Options Exercise $32.2K +900 +0.31% $35.83 291K Jan 4, 2022 Direct
transaction HIG Common Stock Sale -$64K -900 -0.31% $71.06 290K Jan 4, 2022 Direct F1, F3
transaction HIG Common Stock Sale -$5.85M -82.8K -28.59% $70.67 207K Jan 4, 2022 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HIG Stock Option Options Exercise $0 -3.8K -4.34% $0.00 83.7K Jan 3, 2022 Common Stock 3.8K $35.83 Direct F5
transaction HIG Stock Option Options Exercise $0 -900 -1.07% $0.00 82.8K Jan 4, 2022 Common Stock 900 $35.83 Direct F5
transaction HIG Stock Option Options Exercise $0 -82.8K -100% $0.00* 0 Jan 4, 2022 Common Stock 82.8K $35.83 Direct F5
holding HIG Stock Option 208K Jan 3, 2022 Common Stock 208K $41.25 Direct F6
holding HIG Stock Option 190K Jan 3, 2022 Common Stock 190K $43.59 Direct F7
holding HIG Stock Option 202K Jan 3, 2022 Common Stock 202K $48.89 Direct F8
holding HIG Stock Option 220K Jan 3, 2022 Common Stock 220K $49.01 Direct F9
holding HIG Stock Option 183K Jan 3, 2022 Common Stock 183K $51.87 Direct F10
holding HIG Stock Option 178K Jan 3, 2022 Common Stock 178K $53.81 Direct F11
holding HIG Stock Option 205K Jan 3, 2022 Common Stock 205K $55.27 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on November 11, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.00 - $70.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $71.02 - $71.12 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.01 - $70.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F6 The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F7 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F8 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F9 One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F10 One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F11 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F12 One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.