Jeffrey A. Dowdle - 03 Jan 2022 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
COO & Head of Asset Mgmt.
Signature
/s/ Jeffrey A. Dowdle by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
03 Jan 2022
Transactions value $
-$110,472
Form type
4
Filing time
05 Jan 2022, 11:13:35 UTC
Previous filing
16 Dec 2021
Next filing
09 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Tax liability -$110K -1.07K -1.69% $102.86 62.4K 03 Jan 2022 Direct
holding RJF Common Stock 12.9K 03 Jan 2022 ESOP F1
holding RJF Common Stock 1.13K 03 Jan 2022 UTMA Custodian for Daughter EC F2
holding RJF Common Stock 1.13K 03 Jan 2022 UTMA Custodian for Son GT F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 31, 2021.
F2 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Remarks:

This Form 4 reports a disposition to the issuer of shares to cover tax liability incident to the vesting of Performance RSUs, which vesting was previously timely reported on 12/3/2021.