Tony Satterthwaite - Dec 31, 2021 Form 5 Insider Report for CUMMINS INC (CMI)

Role
Vice Chairman
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
1/5/2022, 10:12 AM
Previous filing
Nov 23, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +4.41K +8% $0.00 59.5K Dec 13, 2021 Direct F1
holding CMI Common 3.01K Dec 31, 2021 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 24.3K Dec 31, 2021 Common 24.3K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 11.9K Dec 31, 2021 Common 11.9K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 11.2K Dec 31, 2021 Common 11.2K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 24.5K Dec 31, 2021 Common 24.5K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 8.91K Dec 31, 2021 Common 8.91K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 15.6K Dec 31, 2021 Common 15.6K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 10.9K Dec 31, 2021 Common 10.9K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 15.4K Dec 31, 2021 Common 15.4K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 9.25K Dec 31, 2021 Common 9.25K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Earned performance-based restricted stock units that vest 3/1/2022.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.