Albert Bourla - 17 Dec 2021 Form 4 Insider Report for PFIZER INC (PFE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Dec 2021, 17:03:55 UTC
Prior SEC filing
16 Dec 2021
Next SEC filing
03 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Susan E. Grant, by power of atty., for Albert Bourla
Filing notes and source

Key filing fact

Albert Bourla filed Form 4 for PFIZER INC (PFE) on 21 Dec 2021.

Key facts

  • This page summarizes Albert Bourla's Form 4 filing for PFIZER INC (PFE).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 21 Dec 2021, 17:03.

Change

  • Previous filing in this sequence was filed on 16 Dec 2021.
  • Current net transaction value: +$3,289,547.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PFE transaction

Common Stock

Options Exercise

Transaction value
$2,189,387
Shares
+80,080
Change %
+65%
Price
$27.34
Shares after
203,469
Date
17 Dec 2021
Ownership
Direct
Footnotes
F1
PFE transaction

Common Stock

Options Exercise

Transaction value
$1,100,160
Shares
+42,975
Change %
+21%
Price
$25.60
Shares after
246,444
Date
17 Dec 2021
Ownership
Direct
Footnotes
F2
PFE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,881
Date
17 Dec 2021
Ownership
By Rule 16b-3 Plan

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PFE transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
$0
Shares
-153,790
Change %
-100%
Price
$0.000000*
Shares after
0
Date
17 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
153,790
Exercise price
$27.34
PFE transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
$0
Shares
-77,709
Change %
-100%
Price
$0.000000*
Shares after
0
Date
17 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
77,709
Exercise price
$25.60
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $53.791)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.

Footnote F2

Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in Pfizer common stock price (20 trading day average ending on the exercise date (Election Price of $53.791)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the seventh anniversary of grant.

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