Jonathan N. Santelli - 17 Dec 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
EVP, Gen Counsel, Secy
Signature
/s/ Jonathan N. Santelli by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
17 Dec 2021
Net transactions value
$0
Form type
4
Filing time
20 Dec 2021, 09:47:13 UTC
Previous filing
16 Dec 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +5,054 +80% $0.000000 11,375 17 Dec 2021 Common Stock 5,054 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026.

Remarks:

This Form 4 reports a grant of RSUs to the reporting person.