Jonathan W. Oorlog JR - Dec 3, 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Senior VP and Controller
Signature
/s/ Jonathan W. Oorlog, Jr. by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Dec 3, 2021
Transactions value $
$0
Form type
4
Date filed
12/10/2021, 09:50 AM
Previous filing
Dec 1, 2021
Next filing
Nov 23, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +139 $0.00 139 Dec 3, 2021 Common Stock 139 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Remarks:

This Form 4 reports a grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan as a portion of the annual bonus to the reporting person.