Paul M. Shoukry - 02 Dec 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
CFO and Treasurer
Signature
/s/ Paul M. Shoukry by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
02 Dec 2021
Net transactions value
$0
Form type
4
Filing time
06 Dec 2021, 14:19:36 UTC
Previous filing
01 Dec 2021
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Gift $0 -1,000 -8.2% $0.000000 11,171 01 Dec 2021 Direct
holding RJF Common Stock 1,113 02 Dec 2021 ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +11,589 $0.000000 11,589 02 Dec 2021 Common Stock 11,589 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 19, 2021.
F2 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F3 RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026.

Remarks:

This Form 4 reports (i) the gift of shares by the reporting person and (ii) a grant of RSUs to the reporting person.