Steven M. Raney - 02 Dec 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
President & CEO RJBank
Signature
/s/ Steven M. Raney by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
02 Dec 2021
Net transactions value
-$480,600
Form type
4
Filing time
06 Dec 2021, 14:10:40 UTC
Previous filing
03 Dec 2021
Next filing
16 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Sale $480,600 -5,000 -8.7% $96.12 52,800 02 Dec 2021 Direct F1
transaction RJF Common Stock Gift $0 -1,000 -1.9% $0.000000 51,800 02 Dec 2021 Direct F1
holding RJF Common Stock 2,792 02 Dec 2021 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +6,321 $0.000000 6,321 02 Dec 2021 Common Stock 6,321 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 63 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.
F3 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F4 RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026.

Remarks:

This Form 4 reports (i) the open market sale by the reporting person of shares of common stock, (ii) the gift of shares by the reporting person, and (iii) a grant of RSUs to the reporting person.