Steven M. Raney - Dec 2, 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
President & CEO RJBank
Signature
/s/ Steven M. Raney by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Dec 2, 2021
Transactions value $
-$480,600
Form type
4
Date filed
12/6/2021, 02:10 PM
Previous filing
Dec 3, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Sale -$481K -5K -8.65% $96.12 52.8K Dec 2, 2021 Direct F1
transaction RJF Common Stock Gift $0 -1K -1.89% $0.00 51.8K Dec 2, 2021 Direct F1
holding RJF Common Stock 2.79K Dec 2, 2021 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +6.32K $0.00 6.32K Dec 2, 2021 Common Stock 6.32K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 63 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.
F3 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F4 RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026.

Remarks:

This Form 4 reports (i) the open market sale by the reporting person of shares of common stock, (ii) the gift of shares by the reporting person, and (iii) a grant of RSUs to the reporting person.