Ajay Agrawal - 01 Dec 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role: Senior VP, Strategy & Services
Signature: /s/ William Langston as Attorney-in-Fact
Issuer symbol: CARR
Transactions as of: 01 Dec 2021
Net transactions value: -$27,979
Form type: 4
Filing time: 03 Dec 2021, 15:18:06 UTC
Previous filing: 20 Aug 2021
Next filing: 04 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CARR	Common Stock	Options Exercise	$0	+522	+1.3%	$0.000000	41,761	01 Dec 2021	Direct	F1
transaction	CARR	Common Stock	Tax liability	$27,979	-522	-1.2%	$53.60	41,239	01 Dec 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CARR	Restricted Stock Unit RSU	Options Exercise	$0	-522	-3.7%	$0.000000	13,471	01 Dec 2021	Common Stock	522		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
F2	The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.