Patrick P. Goris - Dec 1, 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role: Senior Vice President & CFO
Signature: /s/ William Langston as Attorney-in-Fact
Stock symbol: CARR
Transactions as of: Dec 1, 2021
Transactions value $: -$349,150
Form type: 4
Date filed: 12/3/2021, 03:17 PM
Next filing: Dec 10, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CARR	Common Stock	Options Exercise	$0	+17.9K		$0.00	17.9K	Dec 1, 2021	Direct	F1
transaction	CARR	Common Stock	Tax liability	-$349K	-6.51K	-36.37%	$53.60	11.4K	Dec 1, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CARR	Restricted Stock Unit RSU	Options Exercise	$0	-17.9K	-100%	$0.00^*	0	Dec 1, 2021	Common Stock	17.9K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units convert into common stock on a one-for-one basis.
F2	Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.