Christopher John Nelson - Dec 1, 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
President, HVAC
Signature
/s/ William Langston as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Dec 1, 2021
Transactions value $
-$74,826
Form type
4
Date filed
12/3/2021, 03:17 PM
Previous filing
Aug 18, 2021
Next filing
Feb 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARR Common Stock Options Exercise $0 +1.4K +85.64% $0.00 3.03K Dec 1, 2021 Direct F1
transaction CARR Common Stock Tax liability -$74.8K -1.4K -46.13% $53.60 1.63K Dec 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -1.4K -4.08% $0.00 32.8K Dec 1, 2021 Common Stock 1.4K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
F2 The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.