THOMAS A. JAMES - 01 Dec 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role: Chairman Emeritus, Director
Signature: /s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol: RJF
Transactions as of: 01 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 03 Dec 2021, 11:33:37 UTC
Previous filing: 15 Nov 2021
Next filing: 16 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RJF	Common Stock	Award	$0	+6,931	+0.04%	$0.000000	17,597,241	01 Dec 2021	By Thomas A. James Family Rev Trust	F1
holding	RJF	Common Stock						1,350	01 Dec 2021	By Harbus Investors, Inc.
holding	RJF	Common Stock						50,625	01 Dec 2021	By James Ventures, Inc.
holding	RJF	Common Stock						664,131	01 Dec 2021	By Robert A. James Trust	F2
holding	RJF	Common Stock						1,500,000	01 Dec 2021	By TA James Ventures Partnership
holding	RJF	Common Stock						677	01 Dec 2021	ESOP	F3
holding	RJF	Common Stock						162,730	01 Dec 2021	Spouse

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
F2	The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3	Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.

Remarks:

This Form 4 reports the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/14/2018 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period.