Thomas A. James - Dec 1, 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chairman Emeritus, Director
Signature
/s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Dec 1, 2021
Transactions value $
$0
Form type
4
Date filed
12/3/2021, 11:33 AM
Previous filing
Nov 15, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Award $0 +6.93K +0.04% $0.00 17.6M Dec 1, 2021 By Thomas A. James Family Rev Trust F1
holding RJF Common Stock 1.35K Dec 1, 2021 By Harbus Investors, Inc.
holding RJF Common Stock 50.6K Dec 1, 2021 By James Ventures, Inc.
holding RJF Common Stock 664K Dec 1, 2021 By Robert A. James Trust F2
holding RJF Common Stock 1.5M Dec 1, 2021 By TA James Ventures Partnership
holding RJF Common Stock 677 Dec 1, 2021 ESOP F3
holding RJF Common Stock 163K Dec 1, 2021 Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
F2 The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.

Remarks:

This Form 4 reports the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/14/2018 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period.