Jeffrey A. Dowdle - Dec 1, 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role: COO & Head of Asset Mgmt.
Signature: /s/ Jeffrey A. Dowdle by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol: RJF
Transactions as of: Dec 1, 2021
Transactions value $: $0
Form type: 4
Date filed: 12/3/2021, 09:16 AM
Previous filing: Dec 1, 2021
Next filing: Dec 6, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RJF	Common Stock	Award	$0	+4.88K	+8.69%	$0.00	61.1K	Dec 1, 2021	Direct	F1
holding	RJF	Common Stock						12.9K	Dec 1, 2021	ESOP	F2
holding	RJF	Common Stock						1.13K	Dec 1, 2021	UTMA Custodian for Daughter EC	F3
holding	RJF	Common Stock						1.13K	Dec 1, 2021	UTMA Custodian for Son GT	F3

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
F2	Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.
F3	The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Remarks:

This Form 4 reports the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/14/2018 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period.