Jonathan N. Santelli - Dec 1, 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
EVP, Gen Counsel, Secy
Signature
/s/ Jonathan N. Santelli by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Dec 1, 2021
Transactions value $
-$340,175
Form type
4
Date filed
12/2/2021, 06:57 PM
Previous filing
Dec 1, 2021
Next filing
Dec 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Award $0 +1.64K +16.03% $0.00 11.9K Dec 1, 2021 Direct F1
transaction RJF Common Stock Sale -$340K -3.4K -28.65% $100.05 8.47K Dec 1, 2021 Direct F2, F3
holding RJF Common Stock 322 Dec 1, 2021 ESOP F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
F2 The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Reflects the weighted average sale price. The range of prices for such transaction was $100.05 to $100.11.
F4 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.

Remarks:

This Form 4 reports (1) the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/14/2018 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period and (2) the open market sale by the reporting person of shares of common stock.