Scott P. Floyd - Nov 27, 2021 Form 4 Insider Report for Mueller Water Products, Inc. (MWA)

Role
SVP and General Manager
Signature
/s/ Barbara A. Smucygz, Attorney-in-Fact
Stock symbol
MWA
Transactions as of
Nov 27, 2021
Transactions value $
-$18,211
Form type
4
Date filed
11/29/2021, 08:56 PM
Previous filing
Sep 30, 2022
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MWA Common Stock Options Exercise $0 +1.3K +9.05% $0.00 15.6K Nov 27, 2021 Direct F1
transaction MWA Common Stock Disposed to Issuer -$18.2K -1.3K -8.3% $14.03 14.3K Nov 27, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MWA Phantom Stock Options Exercise $0 -1.3K -100% $0.00* 0 Nov 27, 2021 Common Stock 1.3K Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting.
F2 Includes 8,813.63 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.
F3 Phantom stock granted on November 27, 2018 pursuant to the Mueller Water Products, Inc. Phantom Plan.
F4 Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting.
F5 Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (1,298 shares) vested on November 27, 2019; the second tranche (1,298 shares) vested on November 27, 2020; and the third tranche (1,298 shares) vested on November 27, 2021.