Tashtego S. Elwyn - Nov 16, 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
CEO & President - RJA
Signature
/s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Nov 16, 2021
Transactions value $
$0
Form type
4
Date filed
11/23/2021, 01:54 PM
Previous filing
Jun 21, 2021
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Gift $0 -1.9K -4.21% $0.00 43.3K Nov 16, 2021 Direct F1, F2
holding RJF Common Stock 6.89K Nov 16, 2021 ESOP F3
holding RJF Common Stock 75 Nov 16, 2021 UTMA Custodian for Daughter F4
holding RJF Common Stock 75 Nov 16, 2021 UTMA Custodian for Son F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple gifts on the same day in different amounts.
F2 On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 16, 2021, but was adjusted to reflect the stock split that occurred on September 21, 2021.
F4 On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's indirect ownership of additional shares of common stock. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Remarks:

This Form 4 reports the gift of shares by the reporting person and revised balances in holdings of the registrant's common stock after giving effect to a 3-for-2 stock split by means of a stock dividend that was effected on September 21, 2021.