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Signature
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/s/ Jonathan W. Oorlog, Jr. by Jonathan J. Doyle as Attorney-in-Fact
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Stock symbol
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RJF
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Transactions as of
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Nov 22, 2021
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Transactions value $
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-$10,554
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Form type
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4
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Date filed
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11/23/2021, 01:52 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
RJF |
Common Stock |
Options Exercise |
$0 |
+450 |
+4.72% |
$0.00 |
9.99K |
Nov 22, 2021 |
Direct |
F1, F2 |
transaction |
RJF |
Common Stock |
Tax liability |
-$10.6K |
-107 |
-1.07% |
$98.64 |
9.88K |
Nov 22, 2021 |
Direct |
F2 |
holding |
RJF |
Common Stock |
|
|
|
|
|
2.16K |
Nov 22, 2021 |
ESOP |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RJF |
Restricted Stock Units |
Options Exercise |
$0 |
-450 |
-50% |
$0.00 |
450 |
Nov 22, 2021 |
Common Stock |
450 |
|
Direct |
F1, F4, F5 |
transaction |
RJF |
Restricted Stock Units |
Award |
$0 |
+4.58K |
|
$0.00 |
4.58K |
Nov 22, 2021 |
Common Stock |
4.58K |
|
Direct |
F1, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person, (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting, (iii) a grant of RSUs to the reporting person, and (iv) revised balances in holdings of the registrant's common stock after giving effect to a 3-for-2 stock split by means of a stock dividend that was effected on September 21, 2021.