Bella Loykhter Allaire - Nov 12, 2021 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Executive Vice President-RJA
Signature
/s/ Bella Loykhter Allaire by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Nov 12, 2021
Transactions value $
$0
Form type
4
Date filed
11/23/2021, 11:28 AM
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Gift $0 -100 -0.14% $0.00 72.2K Nov 12, 2021 Direct F1
holding RJF Common Stock 993 Nov 12, 2021 ESOP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 12, 2021, but was adjusted to reflect the stock split that occurred on September 21, 2021.

Remarks:

This Form 4 reports the gift of shares by the reporting person and revised balances in holdings of the registrant's common stock after giving effect to a 3-for-2 stock split by means of a stock dividend that was effected on September 21, 2021.