Clifford M. Noreen - Nov 8, 2021 Form 4 Insider Report for BARINGS CORPORATE INVESTORS (MCI)

Role
Chairman of Fund, Director
Signature
Latavea Cross as attorney-in-fact
Stock symbol
MCI
Transactions as of
Nov 8, 2021
Transactions value $
$64,718
Form type
4
Date filed
11/9/2021, 03:18 PM
Previous filing
Aug 3, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCI Common Shares ("Shares of Beneficial Interest") 20K Nov 8, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCI Barings Non-Qualified Thrift Plan Other $64.7K +4.04K +1.5% $16.01 274K Nov 8, 2021 Common Shares ("Shares of Beneficial Interest") 4.04K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
F2 Purchased pursuant to a dividend reinvestment plan.