Clifford M. Noreen - 08 Nov 2021 Form 4 Insider Report for BARINGS CORPORATE INVESTORS (MCI)

Signature
Latavea Cross as attorney-in-fact
Issuer symbol
MCI
Transactions as of
08 Nov 2021
Net transactions value
+$64,718
Form type
4
Filing time
09 Nov 2021, 15:18:57 UTC
Previous filing
03 Aug 2021
Next filing
03 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCI Common Shares ("Shares of Beneficial Interest") 20,000 08 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCI Barings Non-Qualified Thrift Plan Other $64,718 +4,042 +1.5% $16.01 273,699 08 Nov 2021 Common Shares ("Shares of Beneficial Interest") 4,042 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
F2 Purchased pursuant to a dividend reinvestment plan.