Noel R. Wallace - Nov 4, 2021 Form 4 Insider Report for COLGATE PALMOLIVE CO (CL)

Role
Chairman, President & CEO, Director
Signature
/s/ Kristine Hutchinson, Attorney-in-Fact
Stock symbol
CL
Transactions as of
Nov 4, 2021
Transactions value $
-$1,507,436
Form type
4
Date filed
11/8/2021, 03:29 PM
Previous filing
Sep 14, 2021
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CL Common Stock Options Exercise $10.5M +153K +65.84% $68.98 385K Nov 4, 2021 Direct F1
transaction CL Common Stock Sale -$11.2M -145K -37.72% $77.18 240K Nov 4, 2021 Direct F2, F3
transaction CL Common Stock Options Exercise $6.9M +100K +41.72% $68.98 340K Nov 5, 2021 Direct F1
transaction CL Common Stock Sale -$7.74M -100K -29.44% $77.40 240K Nov 5, 2021 Direct F4, F5
holding CL Common Stock 48.8K Nov 4, 2021 By Issuer's 401(k) Plan Trustee
holding CL Common Stock 335 Nov 4, 2021 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CL Stock Option (Right to Buy) Options Exercise $0 -153K -60.44% $0.00 100K Nov 4, 2021 Common Stock 153K $68.98 Direct F1, F6
transaction CL Stock Option (Right to Buy) Options Exercise $0 -100K -100% $0.00* 0 Nov 5, 2021 Common Stock 100K $68.98 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of stock options awarded under the issuer's incentive compensation plan.
F2 Sale of shares with proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.
F3 Weighted average price, as these shares were sold in multiple transactions at prices ranging from $76.89 to $77.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding.
F5 Weighted average price, as these shares were sold in multiple transactions at prices ranging from $77.08 to $77.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Option became exercisable in equal annual installments over three years beginning on the third anniversary of the April 21, 2016 grant date.