Christopher Swift - Nov 1, 2021 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role: Chairman and CEO, Director
Signature: Anthony J. Salerno, Jr., Attorney-in-Fact
Stock symbol: HIG
Transactions as of: Nov 1, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/3/2021, 04:09 PM
Previous filing: Aug 16, 2021
Next filing: Nov 15, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HIG	Common Stock	Gift	$0	-4.35K	-3.15%	$0.00	134K	Nov 1, 2021	Direct	F1
transaction	HIG	Common Stock	Gift	$0	+4.35K	+10.47%	$0.00	45.9K	Nov 1, 2021	Swift Family Gift Trust	F1
holding	HIG	Common Stock						43.2K	Nov 1, 2021	By Spouse
holding	HIG	Common Stock						110K	Nov 1, 2021	Swift Family Legacy Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HIG	Stock Option						141K	Nov 1, 2021	Common Stock	141K	$24.15	Direct	F2
holding	HIG	Stock Option						104K	Nov 1, 2021	Common Stock	104K	$35.83	Direct	F3
holding	HIG	Stock Option						302K	Nov 1, 2021	Common Stock	302K	$41.25	Direct	F4
holding	HIG	Stock Option						294K	Nov 1, 2021	Common Stock	294K	$43.59	Direct	F5
holding	HIG	Stock Option						303K	Nov 1, 2021	Common Stock	303K	$48.89	Direct	F6
holding	HIG	Stock Option						352K	Nov 1, 2021	Common Stock	352K	$49.01	Direct	F7
holding	HIG	Stock Option						311K	Nov 1, 2021	Common Stock	311K	$51.87	Direct	F8
holding	HIG	Stock Option						285K	Nov 1, 2021	Common Stock	285K	$53.81	Direct	F9
holding	HIG	Stock Option						328K	Nov 1, 2021	Common Stock	328K	$55.27	Direct	F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee.
F2	The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F3	The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F4	The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F5	The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F6	The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F7	One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F8	One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F9	The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F10	One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.