Christopher Swift - 01 Nov 2021 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role: Chairman and CEO, Director
Signature: Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol: HIG
Transactions as of: 01 Nov 2021
Net transactions value: $0
Form type: 4
Filing time: 03 Nov 2021, 16:09:01 UTC
Previous filing: 16 Aug 2021
Next filing: 15 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HIG	Common Stock	Gift	$0	-4,346	-3.2%	$0.000000	133,577	01 Nov 2021	Direct	F1
transaction	HIG	Common Stock	Gift	$0	+4,346	+10%	$0.000000	45,861	01 Nov 2021	Swift Family Gift Trust	F1
holding	HIG	Common Stock						43,179	01 Nov 2021	By Spouse
holding	HIG	Common Stock						110,390	01 Nov 2021	Swift Family Legacy Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HIG	Stock Option						141,388	01 Nov 2021	Common Stock	141,388	$24.15	Direct	F2
holding	HIG	Stock Option						103,872	01 Nov 2021	Common Stock	103,872	$35.83	Direct	F3
holding	HIG	Stock Option						301,887	01 Nov 2021	Common Stock	301,887	$41.25	Direct	F4
holding	HIG	Stock Option						294,481	01 Nov 2021	Common Stock	294,481	$43.59	Direct	F5
holding	HIG	Stock Option						302,908	01 Nov 2021	Common Stock	302,908	$48.89	Direct	F6
holding	HIG	Stock Option						352,263	01 Nov 2021	Common Stock	352,263	$49.01	Direct	F7
holding	HIG	Stock Option						310,820	01 Nov 2021	Common Stock	310,820	$51.87	Direct	F8
holding	HIG	Stock Option						284,819	01 Nov 2021	Common Stock	284,819	$53.81	Direct	F9
holding	HIG	Stock Option						327,679	01 Nov 2021	Common Stock	327,679	$55.27	Direct	F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee.
F2	The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
F3	The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F4	The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F5	The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F6	The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F7	One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
F8	One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F9	The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F10	One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date.