Role
Director
Signature
Deirdre P. Silver
Issuer symbol
WLY
Transactions as of
27 Oct 2021
Net transactions value
+$6,676
Form type
4
Filing time
29 Oct 2021, 16:39:20 UTC
Previous filing
04 Oct 2021
Next filing
14 Jan 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WLY Phantom Stock Units Award $6,676 +126 +0.65% $53.10 19,477 27 Oct 2021 Class A Common 126 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.