Richard A. Wurster - Oct 15, 2021 Form 3 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
President
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 15, 2021
Transactions value $
$0
Form type
3
Date filed
10/27/2021, 02:11 PM
Next filing
Oct 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SCHW Common Stock 29.2K Oct 15, 2021 Direct F1
holding SCHW Common Stock 2.87K Oct 15, 2021 by ESPP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SCHW Nonqualified Stock Option (right to buy) Oct 15, 2021 Common Stock 52.1K $41.63 Direct F2
holding SCHW Nonqualified Stock Option (right to buy) Oct 15, 2021 Common Stock 37.9K $41.98 Direct F2
holding SCHW Nonqualified Stock Option (right to buy) Oct 15, 2021 Common Stock 20.5K $44.24 Direct F2
holding SCHW Nonqualified Stock Option (right to buy) Oct 15, 2021 Common Stock 19.8K $46.39 Direct F2
holding SCHW Nonqualified Stock Option (right to buy) Oct 15, 2021 Common Stock 63.1K $64.10 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported holding includes grants of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date.
F2 The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.