Bernard J. Clark - 25 Oct 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP - Advisor Services
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
25 Oct 2021
Net transactions value
-$12,303
Form type
4
Filing time
25 Oct 2021, 19:55:27 UTC
Previous filing
12 Oct 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $12,897 +300 +0.42% $42.99 72,569 25 Oct 2021 by Trust
transaction SCHW Common Stock Sale $25,200 -300 -0.41% $84.00 72,269 25 Oct 2021 by Trust F1
holding SCHW Common Stock 3,600 25 Oct 2021 by 401(k)
holding SCHW Common Stock 645 25 Oct 2021 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -300 -0.52% $0.000000 57,040 25 Oct 2021 Common Stock 300 $42.99 by Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.