Bernard J. Clark - Oct 25, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
EVP - Advisor Services
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 25, 2021
Transactions value $
-$12,303
Form type
4
Date filed
10/25/2021, 07:55 PM
Previous filing
Oct 12, 2021
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $12.9K +300 +0.42% $42.99 72.6K Oct 25, 2021 by Trust
transaction SCHW Common Stock Sale -$25.2K -300 -0.41% $84.00 72.3K Oct 25, 2021 by Trust F1
holding SCHW Common Stock 3.6K Oct 25, 2021 by 401(k)
holding SCHW Common Stock 645 Oct 25, 2021 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -300 -0.52% $0.00 57K Oct 25, 2021 Common Stock 300 $42.99 by Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.