Walter W. Bettinger - 20 Oct 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
CEO, Director
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
20 Oct 2021
Net transactions value
-$10,511,972
Form type
4
Filing time
21 Oct 2021, 14:14:22 UTC
Previous filing
19 Oct 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $6,215,774 +206,025 +99% $30.17 413,939 20 Oct 2021 Direct
transaction SCHW Common Stock Sale $16,727,747 -206,025 -50% $81.19 207,914 20 Oct 2021 Direct F1
holding SCHW Common Stock 6,279 20 Oct 2021 by ESOP
holding SCHW Common Stock 2,569 20 Oct 2021 by ESPP
holding SCHW Common Stock 2,412 20 Oct 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -206,025 -100% $0.000000* 0 20 Oct 2021 Common Stock 206,025 $30.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $80.80 to $81.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.