CHRISTOPHER DODDS V. - 18 Oct 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
18 Oct 2021
Net transactions value
-$345,903
Form type
4
Filing time
19 Oct 2021, 12:39:24 UTC
Previous filing
19 May 2021
Next filing
23 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $304,845 +5,139 +1.2% $59.32 444,931 18 Oct 2021 by Trust
transaction SCHW Common Stock Options Exercise $185,457 +4,292 +0.96% $43.21 449,223 18 Oct 2021 by Trust
transaction SCHW Common Stock Options Exercise $55,544 +1,663 +0.37% $33.40 450,886 18 Oct 2021 by Trust
transaction SCHW Common Stock Sale $891,750 -11,094 -2.5% $80.38 439,792 18 Oct 2021 by Trust F1
holding SCHW Common Stock 5,860 18 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -5,139 -100% $0.000000* 0 18 Oct 2021 Common Stock 5,139 $59.32 Direct F2
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -4,292 -50% $0.000000 4,292 18 Oct 2021 Common Stock 4,292 $43.21 Direct F3
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -1,663 -25% $0.000000 4,992 18 Oct 2021 Common Stock 1,663 $33.40 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $80.22 to $80.585. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The date first exercisable was 5/17/2019.
F3 The date first exercisable was 5/17/2020.