Christopher V. Dodds - Oct 18, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 18, 2021
Transactions value $
-$345,903
Form type
4
Date filed
10/19/2021, 12:39 PM
Previous filing
May 19, 2021
Next filing
May 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $305K +5.14K +1.17% $59.32 445K Oct 18, 2021 by Trust
transaction SCHW Common Stock Options Exercise $185K +4.29K +0.96% $43.21 449K Oct 18, 2021 by Trust
transaction SCHW Common Stock Options Exercise $55.5K +1.66K +0.37% $33.40 451K Oct 18, 2021 by Trust
transaction SCHW Common Stock Sale -$892K -11.1K -2.46% $80.38 440K Oct 18, 2021 by Trust F1
holding SCHW Common Stock 5.86K Oct 18, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -5.14K -100% $0.00* 0 Oct 18, 2021 Common Stock 5.14K $59.32 Direct F2
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -4.29K -50% $0.00 4.29K Oct 18, 2021 Common Stock 4.29K $43.21 Direct F3
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -1.66K -24.99% $0.00 4.99K Oct 18, 2021 Common Stock 1.66K $33.40 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $80.22 to $80.585. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The date first exercisable was 5/17/2019.
F3 The date first exercisable was 5/17/2020.