Joseph R. Martinetto - 15 Oct 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Senior EVP and COO
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
15 Oct 2021
Net transactions value
-$1,764,593
Form type
4
Filing time
15 Oct 2021, 18:06:00 UTC
Previous filing
12 Oct 2021
Next filing
25 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $1,095,557 +25,484 +12% $42.99 232,135 15 Oct 2021 by Trust
transaction SCHW Common Stock Sale $796,662 -10,031 -4.3% $79.42 222,104 15 Oct 2021 by Trust F1
transaction SCHW Common Stock Sale $2,063,488 -25,484 -11% $80.97 196,620 15 Oct 2021 by Trust F1, F2
holding SCHW Common Stock 645 15 Oct 2021 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -25,484 -50% $0.000000 25,485 15 Oct 2021 Common Stock 25,484 $42.99 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $80.97 to $81.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.