James Dimon - Oct 14, 2021 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Chairman & CEO, Director
Signature
/s/ David K.F. Gillis under POA
Stock symbol
JPM
Transactions as of
Oct 14, 2021
Transactions value $
-$40,800,293
Form type
4
Date filed
10/15/2021, 04:16 PM
Previous filing
Jul 20, 2021
Next filing
Mar 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $20M +562K +160.81% $35.61 912K Oct 14, 2021 Direct
transaction JPM Common Stock Tax liability -$60.8M -375K -41.15% $162.04 537K Oct 14, 2021 Direct
holding JPM Common Stock 8.11K Oct 14, 2021 By 401(k)
holding JPM Common Stock 2.1M Oct 14, 2021 By Family Trusts
holding JPM Common Stock 4.83M Oct 14, 2021 By GRATs
holding JPM Common Stock 153K Oct 14, 2021 By LLC F1
holding JPM Common Stock 872K Oct 14, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Stock Appreciation Rights Options Exercise $0 -562K -100% $0.00* 0 Oct 14, 2021 Common Stock 562K $35.61 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
F2 Exercise of SARs pursuant to 10b5-1 Plan dated August 9, 2021
F3 Stock appreciation rights granted on January 18, 2012, which have a ten-year term, became exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.