James Dimon - 14 Oct 2021 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role: Chairman & CEO, Director
Signature: /s/ David K.F. Gillis under POA
Issuer symbol: JPM
Transactions as of: 14 Oct 2021
Net transactions value: -$40,800,293
Form type: 4
Filing time: 15 Oct 2021, 16:16:10 UTC
Previous filing: 20 Jul 2021
Next filing: 17 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JPM	Common Stock	Options Exercise	$20,028,132	+562,430	+161%	$35.61	912,186	14 Oct 2021	Direct
transaction	JPM	Common Stock	Tax liability	$60,828,425	-375,403	-41%	$162.04	536,783	14 Oct 2021	Direct
holding	JPM	Common Stock						8,108	14 Oct 2021	By 401(k)
holding	JPM	Common Stock						2,097,090	14 Oct 2021	By Family Trusts
holding	JPM	Common Stock						4,828,594	14 Oct 2021	By GRATs
holding	JPM	Common Stock						152,940	14 Oct 2021	By LLC	F1
holding	JPM	Common Stock						871,766	14 Oct 2021	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JPM	Stock Appreciation Rights	Options Exercise	$0	-562,430	-100%	$0.000000^*	0	14 Oct 2021	Common Stock	562,430	$35.61	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
F2	Exercise of SARs pursuant to 10b5-1 Plan dated August 9, 2021
F3	Stock appreciation rights granted on January 18, 2012, which have a ten-year term, became exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.