Jurgen Timperman - Oct 1, 2021 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
President, Fire & Security
Signature
/s/ William Langston as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Oct 1, 2021
Transactions value $
-$679,012
Form type
4
Date filed
10/5/2021, 04:48 PM
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARR Common Stock Options Exercise $0 +5.72K $0.00 5.72K Oct 1, 2021 Direct F1
transaction CARR Common Stock Tax liability -$118K -2.25K -39.35% $52.46 3.47K Oct 1, 2021 Direct
transaction CARR Common Stock Options Exercise $0 +27.2K +786.04% $0.00 30.7K Oct 2, 2021 Direct F1
transaction CARR Common Stock Tax liability -$561K -10.7K -34.91% $52.33 20K Oct 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -5.72K -100% $0.00* 0 Oct 1, 2021 Common Stock 5.72K Direct F1, F2
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -27.2K -100% $0.00* 0 Oct 2, 2021 Common Stock 27.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.