Tara J. Hemmer - Oct 1, 2021 Form 4 Insider Report for WASTE MANAGEMENT INC (WM)

Role
SVP & Chief Sustainability Off
Signature
Courtney Tippy, Attorney-in-fact
Stock symbol
WM
Transactions as of
Oct 1, 2021
Transactions value $
-$1,816,537
Form type
4
Date filed
10/5/2021, 09:27 AM
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WM Common Stock Options Exercise $1.4M +16.4K +57.27% $85.34 45.2K Oct 1, 2021 Direct F1
transaction WM Common Stock Sale -$1.82M -12.2K -26.98% $149.07 33K Oct 1, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WM Stock Option (Right to Buy) Options Exercise -$1.4M -16.4K -100% $85.34 0 Oct 1, 2021 Common Stock 16.4K $85.34 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock option exercise and shares sold pursuant to a 10b5-1 trading plan.
F2 This transaction was executed in multiple trades at prices ranging from $148.44 to $149.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.