Michael R. Dumais - Sep 30, 2021 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
EVP,Chf Transformation Officer
Signature
/s/ Dana Ng as Attorney-In-Fact
Stock symbol
RTX
Transactions as of
Sep 30, 2021
Transactions value $
-$65,587
Form type
4
Date filed
10/4/2021, 05:26 PM
Previous filing
Jun 3, 2021
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +763 +1.51% $0.00 51.1K Sep 30, 2021 Direct F1
transaction RTX Common Stock Tax liability -$65.6K -763 -1.49% $85.96 50.4K Sep 30, 2021 Direct
holding RTX Common Stock 1.86K Sep 30, 2021 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -763 -0.78% $0.00 97.1K Sep 30, 2021 Common Stock 763 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 14, 2020.