Michael R. Dumais - 30 Sep 2021 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
EVP,Chf Transformation Officer
Signature
/s/ Dana Ng as Attorney-In-Fact
Issuer symbol
RTX
Transactions as of
30 Sep 2021
Net transactions value
-$65,587
Form type
4
Filing time
04 Oct 2021, 17:26:38 UTC
Previous filing
03 Jun 2021
Next filing
09 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +763 +1.5% $0.000000 51,137 30 Sep 2021 Direct F1
transaction RTX Common Stock Tax liability $65,587 -763 -1.5% $85.96 50,374 30 Sep 2021 Direct
holding RTX Common Stock 1,862 30 Sep 2021 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -763 -0.78% $0.000000 97,130 30 Sep 2021 Common Stock 763 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 14, 2020.