Vijay Mayadas - 02 Sep 2021 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate Vice President
Signature: Maria Allen, Power of Attorney
Issuer symbol: BR
Transactions as of: 02 Sep 2021
Net transactions value: -$2,943,300
Form type: 4
Filing time: 07 Sep 2021, 17:30:10 UTC
Previous filing: 13 Aug 2021
Next filing: 29 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$77,009	+2,083	+9.1%	$36.97	25,023	02 Sep 2021	Direct
transaction	BR	Common Stock	Sale	$296,685	-1,735	-6.9%	$171.00	23,288	02 Sep 2021	Direct
transaction	BR	Common Stock	Options Exercise	$716,885	+19,391	+83%	$36.97	42,679	03 Sep 2021	Direct
transaction	BR	Common Stock	Options Exercise	$189,102	+5,115	+12%	$36.97	47,794	03 Sep 2021	Direct
transaction	BR	Common Stock	Sale	$729,043	-4,261	-8.9%	$171.10	43,533	03 Sep 2021	Direct	F1
transaction	BR	Common Stock	Sale	$2,763,896	-16,154	-37%	$171.10	27,379	03 Sep 2021	Direct	F1
transaction	BR	Common Stock	Options Exercise	$48,505	+1,312	+4.8%	$36.97	28,691	07 Sep 2021	Direct
transaction	BR	Common Stock	Sale	$185,176	-1,093	-3.8%	$169.42	27,598	07 Sep 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-2,083	-29%	$0.000000	5,115	02 Sep 2021	Common Stock	2,083	$36.97	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-5,115	-100%	$0.000000^*	0	03 Sep 2021	Common Stock	5,115	$36.97	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-19,391	-94%	$0.000000	1,312	03 Sep 2021	Common Stock	19,391	$36.97	Direct
transaction	BR	Stock Option (Right to Buy)	Options Exercise	$0	-1,312	-100%	$0.000000^*	0	07 Sep 2021	Common Stock	1,312	$36.97	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.00 - $171.81, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.00 - $171.81, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.