John M. Tsimbinos - Apr 30, 2021 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role
Director
Signature
/s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol
NYCB
Transactions as of
Apr 30, 2021
Transactions value $
$0
Form type
4
Date filed
9/7/2021, 01:56 PM
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NYCB Common Stock Gift $0 -325K -41.73% $0.00 454K Jan 29, 2021 Direct F1
transaction NYCB Common Stock Other $0 -112K -24.49% $0.00 344K Apr 30, 2021 Direct F1, F2
transaction NYCB Common Stock Other $0 +112K $0.00 112K Apr 30, 2021 By JMT 2012 Trust - JMT LLC F3, F4
transaction NYCB Common Stock Other $0 +112K $0.00 112K Apr 30, 2021 By JMT LLC F2
transaction NYCB Common Stock Other $0 -112K -100% $0.00* 0 Apr 30, 2021 By JMT LLC F3, F4
holding NYCB Common Stock 53.5K Apr 30, 2021 By IRA
holding NYCB Common Stock 286K Apr 30, 2021 BY JMT 2012 Trust
holding NYCB Common Stock 80.6K Apr 30, 2021 By Spouse
holding NYCB Common Stock 600 Apr 30, 2021 By Stock Award IV F5
holding NYCB Common Stock 4.32K Apr 30, 2021 By Stock Award IX F6
holding NYCB Common Stock 600 Apr 30, 2021 By Stock Award V F7
holding NYCB Common Stock 1.2K Apr 30, 2021 By Stock Award VI F8
holding NYCB Common Stock 1.8K Apr 30, 2021 By Stock Award VII F9
holding NYCB Common Stock 1.2K Apr 30, 2021 By Stock Award VIII F10
holding NYCB Common Stock 8.21K Apr 30, 2021 By Stock Award X F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
F2 Since the reporting person's last report 111,693 shares were transferred from the reporting person's direct ownership to indirect ownership by JMT LLC. This transaction is exempt from Section 16 pursuant to Rule 16a-13.
F3 In connection with an estate planning transaction, the reporting person transferred 100% of his ownership interests in JMT LLC to JMT 2012 Trust in exchange for a promissory note. JMT LLC is a single-member LLC that holds a portfolio of securities that includes 111,693 shares of New York Community Bancorp, Inc. common stock. As a result of the trasnfer, JMT 2012 Trust now owns 100% of the interests of JMT LLC.
F4 The per share value of New York Community Bancorp, Inc. common stock held by JMT LLC on the date of the exchange was $12.09. The per share value was calculated using the average of the high and low sale prices of the common stock reported on the New York Stock Exchange as of April 30, 2021.
F5 The remaining 600 shares, granted under Stock Award IV on May 1, 2016 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on May 1, 2021.
F6 The remaining 3,604 shares granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on January 29, 2022.
F7 The remaining 600 shares, granted under Stock Award V on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022.
F8 The remaining 1,200 shares, granted under Stock Award VI on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022.
F9 The remaining 1,800 shares, granted under Stock Award VII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
F10 The remaining 1,200 shares, granted under Stock Award VIII on May 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
F11 8,212 shares granted under Stock Award X on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.