Robert Kelly Ortberg - 01 Sep 2021 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
Director
Signature
/s/ Dana Ng as Attorney-In-Fact
Issuer symbol
RTX
Transactions as of
01 Sep 2021
Net transactions value
-$5,439,083
Form type
4
Filing time
02 Sep 2021, 17:03:48 UTC
Previous filing
19 Jul 2021
Next filing
13 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +138,027 +233% $0.000000 197,161 01 Sep 2021 Direct F1
transaction RTX Common Stock Options Exercise $0 +34,571 +18% $0.000000 231,732 01 Sep 2021 Direct F1
transaction RTX Common Stock Tax liability $1,144,096 -13,604 -5.9% $84.10 218,128 01 Sep 2021 Direct
transaction RTX Common Stock Tax liability $4,294,987 -51,070 -23% $84.10 167,058 01 Sep 2021 Direct
holding RTX Common Stock 6,451 01 Sep 2021 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -34,571 -15% $0.000000 191,110 01 Sep 2021 Common Stock 34,571 Direct F1, F2
transaction RTX Restricted Stock Units Options Exercise $0 -138,027 -72% $0.000000 53,083 01 Sep 2021 Common Stock 138,027 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020.
F3 Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on December 3, 2018.