Robert Kelly Ortberg - Sep 1, 2021 Form 4 Insider Report for RAYTHEON TECHNOLOGIES CORP (RTX)

Role
Director
Signature
/s/ Dana Ng as Attorney-In-Fact
Stock symbol
RTX
Transactions as of
Sep 1, 2021
Transactions value $
-$5,439,083
Form type
4
Date filed
9/2/2021, 05:03 PM
Previous filing
Jul 19, 2021
Next filing
Sep 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $0 +138K +233.42% $0.00 197K Sep 1, 2021 Direct F1
transaction RTX Common Stock Options Exercise $0 +34.6K +17.53% $0.00 232K Sep 1, 2021 Direct F1
transaction RTX Common Stock Tax liability -$1.14M -13.6K -5.87% $84.10 218K Sep 1, 2021 Direct
transaction RTX Common Stock Tax liability -$4.29M -51.1K -23.41% $84.10 167K Sep 1, 2021 Direct
holding RTX Common Stock 6.45K Sep 1, 2021 By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Restricted Stock Units Options Exercise $0 -34.6K -15.32% $0.00 191K Sep 1, 2021 Common Stock 34.6K Direct F1, F2
transaction RTX Restricted Stock Units Options Exercise $0 -138K -72.22% $0.00 53.1K Sep 1, 2021 Common Stock 138K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F2 Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020.
F3 Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on December 3, 2018.