Marietta Edmunds Zakas - Aug 30, 2021 Form 4 Insider Report for Mueller Water Products, Inc. (MWA)

Role
EVP and CFO
Signature
/s/ Barbara A. Smucygz, Attorney-in-Fact
Stock symbol
MWA
Transactions as of
Aug 30, 2021
Transactions value $
-$369,630
Form type
4
Date filed
8/31/2021, 07:49 PM
Previous filing
May 24, 2021
Next filing
Nov 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MWA Common Stock Options Exercise $51.3K +25.3K +8.45% $2.03* 324K Aug 30, 2021 Direct F1
transaction MWA Common Stock Sale -$421K -25.3K -7.79% $16.66 299K Aug 30, 2021 Direct F2, F3
holding MWA Common Stock 28.1K Aug 30, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MWA Stock Option (Right to Buy) Options Exercise $0 -25.3K -100% $0.00* 0 Aug 30, 2021 Common Stock 25.3K $2.03 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was an exercise of vested stock options granted in November 2011 that would have expired in November 2021.
F2 The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $16.605 to $16.735, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 Includes 1,761.051 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.
F4 The stock options vested in three equal annual installments beginning on the first anniversary of the grant date, November 29, 2011.