Paula A. Sneed - 23 Aug 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
Jamal Modir, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
23 Aug 2021
Net transactions value
-$1,194,010
Form type
4
Filing time
24 Aug 2021, 18:29:38 UTC
Previous filing
19 May 2021
Next filing
29 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $262,880 +10,511 +9.2% $25.01 125,082 23 Aug 2021 by Trust
transaction SCHW Common Stock Options Exercise $266,783 +8,548 +6.8% $31.21 133,630 23 Aug 2021 by Trust
transaction SCHW Common Stock Options Exercise $227,799 +7,866 +5.9% $28.96 141,496 23 Aug 2021 by Trust
transaction SCHW Common Stock Sale $1,951,473 -26,925 -19% $72.48 114,571 23 Aug 2021 by Trust F1
holding SCHW Common Stock 4,997 23 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -8,548 -100% $0.000000* 0 23 Aug 2021 Common Stock 8,548 $31.21 Direct F2
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -10,511 -100% $0.000000* 0 23 Aug 2021 Common Stock 10,511 $25.01 Direct F3
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -7,866 -100% $0.000000* 0 23 Aug 2021 Common Stock 7,866 $28.96 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $72.40 to $72.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The date first exercisable is 5/15/2016.
F3 The date first exercisable is 5/19/2015.
F4 The date first exercisable is 5/19/2017.