Paula A. Sneed - Aug 23, 2021 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
Jamal Modir, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Aug 23, 2021
Transactions value $
-$1,194,010
Form type
4
Date filed
8/24/2021, 06:29 PM
Previous filing
May 19, 2021
Next filing
Nov 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $263K +10.5K +9.17% $25.01 125K Aug 23, 2021 by Trust
transaction SCHW Common Stock Options Exercise $267K +8.55K +6.83% $31.21 134K Aug 23, 2021 by Trust
transaction SCHW Common Stock Options Exercise $228K +7.87K +5.89% $28.96 141K Aug 23, 2021 by Trust
transaction SCHW Common Stock Sale -$1.95M -26.9K -19.03% $72.48 115K Aug 23, 2021 by Trust F1
holding SCHW Common Stock 5K Aug 23, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -8.55K -100% $0.00* 0 Aug 23, 2021 Common Stock 8.55K $31.21 Direct F2
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -10.5K -100% $0.00* 0 Aug 23, 2021 Common Stock 10.5K $25.01 Direct F3
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -7.87K -100% $0.00* 0 Aug 23, 2021 Common Stock 7.87K $28.96 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $72.40 to $72.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The date first exercisable is 5/15/2016.
F3 The date first exercisable is 5/19/2015.
F4 The date first exercisable is 5/19/2017.